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Is the management high on integrity and transparency?

Writer's picture: Ankur KapurAnkur Kapur
Nov 24, 20221 min read

Updated: May 11, 2023

You don't want to be caught in a 'Satyam' situation. Management's integrity is the key to minority shareholders' success.


Board room has a vital role in company's success

It is tough to gauge the management's integrity but here is a snapshot of what to look for. I took this from Motilal Oswal Checklist Report and felt that it showcases in a simple way most of what to expect from the management.



On transparency, I prefer management that accepts the lack of performance and is ready to take responsibility. A quarterly call on which you hear self praises should raise your eyebrows.


Disclaimers

  • Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

  • The securities quoted are for illustration only and are not recommendatory.

  • Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Details of the advisor

  • Advisor: Ankur Kapur

  • SEBI RIA No.: INA100001406

  • BASL Member ID: BASL1337

 
 
 

Comments

Plutus Capital.png

Plutus Capital (SEBI Registered Investment Advisor) | SEBI RIA Registration no. – INA100001406 | Type of registration – Individual | Validity of registration – (31st Mar, 2014)--- Perpetual | Registered office address - 9B Shivalik Apartment 32 Sec 6 Dwarka Delhi 110075 | BASL membership Id- 1337 | GST No. - 07AMXPK8605Q1ZZ | Principal Officer - Ankur Kapur (Ankur@plutuscapital.co) | SEBI local office address - Securities and Exchange Board of India, 5th Floor, Bank of Baroda Building, 16 Sansad Marg, New Delhi – 110001.

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Clients can seek clarification to their query and are further entitled to make a complaint in writing, orally or telephonically. An email may be sent to the Ankur@plutuscapital.co.

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ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link –https://smartodr.in/

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​Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

 

Registration granted by SEBI, membership of BASL and the certification from National Institute of Securities Markets (NISM) in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

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